RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• S•••••• A••••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Feb 1, 2024 · Crystal Lake, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 21, 2021 to Sep 21, 2022 · Evanston, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 7, 2018 to Jan 28, 2021 · St. Charles, Il
- T• A••••••••• I••• formerDec 7, 2018 to Jan 28, 2021 · St. Charles, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2018 to Nov 26, 2018 · Chicago, Il
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••• I••••• S••••••••• L••left Sep 21, 2022, registered Feb 1, 2024 (498 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 28, 2021, registered Dec 7, 2018 (-783 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 28, 2021, registered Dec 7, 2018 (-783 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Nov 26, 2018, registered Dec 7, 2018 (11 days) · Other
- R••• S•••••• A•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S•••• I••••• S••••••••• L•• (registered 2024-02-01)Sep 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address