DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Adam Holstein

LPL Enterprise, LLCBD affiliatedSt Louis, Mo dual registrantIAPD 6908430

Feed of 09/15/2026

Also filed as Adam Holstein

At current firm

0 y

since May 26, 2026

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since May 26, 2026 · St Louis, Mo
Osaic Institutions, Inc. BD affiliated
Jul 10, 2023 to May 27, 2026 · Basehor, Ks
Blue Collar Retirement Group LLC unclassified
May 26, 2022 to Sep 19, 2023 · Kansas City, Ks
Cetera Investment Advisers LLC BD affiliated
Aug 30, 2019 to May 2, 2022 · Overland Park, Ks
Edward Jones national BD
Apr 23, 2018 to Sep 5, 2019 · Merriam, Ks

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Enterprise, LLC
left May 27, 2026, registered May 26, 2026 (-1 days) · Affiliated broker-dealer or bank to another
Blue Collar Retirement Group LLC to Osaic Institutions, Inc.
left Sep 19, 2023, registered Jul 10, 2023 (-71 days) · Other
Cetera Investment Advisers LLC to Blue Collar Retirement Group LLC
left May 2, 2022, registered May 26, 2022 (24 days) · Other
Edward Jones to Cetera Investment Advisers LLC
left Sep 5, 2019, registered Aug 30, 2019 (-6 days) · Affiliated broker-dealer or bank to another

Signals

David Adam Holstein left Osaic Institutions, Inc. for Lpl Enterprise, Llc (registered 2026-05-26)
May 27, 2026 · Advisor changed firm · fact
David Adam Holstein left Blue Collar Retirement Group Llc for Osaic Institutions, Inc. (registered 2023-07-10)
Sep 19, 2023 · Advisor changed firm · fact
David Adam Holstein left Cetera Investment Advisers Llc for Blue Collar Retirement Group Llc (registered 2022-05-26)
May 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address