RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A••• K••••••
- K•••••• W••••• independent RIA currentsince Feb 19, 2024 · Charlotte, Nc
- V••••••• A•••••••• I••• BD affiliatedSep 29, 2022 to Jan 22, 2024 · Charlotte, Nc
- C• B••••••••• P•••••• W••••• formerFeb 2, 2018 to Jun 30, 2022 · Charlotte, Nc
- V••••••• A•••••••• I••• to K•••••• W•••••left Jan 22, 2024, registered Feb 19, 2024 (28 days) · Affiliated broker-dealer or bank to independent RIA
- C• B••••••••• P•••••• W••••• to V••••••• A•••••••• I•••left Jun 30, 2022, registered Sep 29, 2022 (91 days) · RIA to affiliated broker-dealer or bank
- B•••••• A••• K•••••• left V••••••• A•••••••• I••• for K•••••• W••••• (registered 2024-02-19)Jan 22, 2024 · Advisor changed firm · fact
- B•••••• A••• K•••••• left C• B••••••••• P•••••• W••••• for V••••••• A•••••••• I••• (registered 2022-09-29)Jun 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address