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Registered advisor
M••••• B•••••• N••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Marcus B Nicholson
At current firm
4 y
since Sep 7, 2022
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 7, 2022 · Lone Tree, Co
- F••••• I••••••••• independent RIAApr 18, 2022 to Jul 28, 2022 · Watertown, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 6, 2021 to Mar 29, 2022 · Boston, Ma
- C•••••• S••••• • C••• I••• national BDSep 4, 2018 to Aug 31, 2021 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to C•••••• S••••• • C••• I•••left Jul 28, 2022, registered Sep 7, 2022 (41 days) · RIA to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Mar 29, 2022, registered Apr 18, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 31, 2021, registered Oct 6, 2021 (36 days) · Affiliated broker-dealer or bank to another
Signals
- M••••• B•••••• N•••••••• left F••••• I••••••••• for C•••••• S••••• • C••• I••• (registered 2022-09-07)Jul 28, 2022 · Advisor changed firm · fact
- M••••• B•••••• N•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• I••••••••• (registered 2022-04-18)Mar 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address