DFX Intelligence
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Registered advisor
M••••• E••••••
Certified Financial Planner
Feed of 09/22/2026
Also filed as M••••• E••••••••• L••••• E••••••
At current firm
0 y
since Sep 21, 2026
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 21, 2026 · Jacksonville, Fl
- B••••••• J•••• L•• independent RIAFeb 2, 2024 to May 1, 2025 · Seattle, Wa
- R•• C•••••• M••••••• L•• national BDAug 5, 2022 to Jun 8, 2023 · Wilmington, De
- M•••• W••••• P•••••••• L•• independent RIANov 5, 2021 to Jan 13, 2022 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 12, 2020 to Sep 29, 2021 · Stamford, Ct
- C•••••• S••••• • C••• I••• national BDOct 15, 2018 to Sep 18, 2020 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••••••• J•••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 1, 2025, registered Sep 21, 2026 (508 days) · RIA to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to B••••••• J•••• L••left Jun 8, 2023, registered Feb 2, 2024 (239 days) · Affiliated broker-dealer or bank to independent RIA
- M•••• W••••• P•••••••• L•• to R•• C•••••• M••••••• L••left Jan 13, 2022, registered Aug 5, 2022 (204 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••• W••••• P•••••••• L••left Sep 29, 2021, registered Nov 5, 2021 (37 days) · Wirehouse to independent RIA
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 18, 2020, registered Oct 12, 2020 (24 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 21, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address