RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••• C•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 9, 2023 · Green Bay, Wi
- N•••••• W••••• M••••••••• independent RIAJul 13, 2018 to Nov 13, 2023 · Green Bay, Wi
- N•••••• W••••• M••••••••• to R••••• W• B•••• • C•• I•••••••••left Nov 13, 2023, registered Nov 9, 2023 (-4 days) · RIA to RIA · moved with a team
- J•••• T••••• C••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2023-11-09)Nov 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address