DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••••• W••••• M•••••••••
Legal name N•••••• A••••••• S•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 16, 2016 · 28 filings
SEC status approved since Aug 5, 2016
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
65%
$2.8B individuals and HNW
Advisors
46
registered through the firm on IAPD
RAUM per advisor
$93.3M
derived; firm RAUM over IAPD count
Employees
75
45 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$4.3B as of Mar 31, 2026
Mar 28, 2017$140M then
HNW client RAUM$2.1B as of Mar 31, 2026
Mar 28, 2018$189M then
State-registered IARs (5.B.3)40 as of Mar 31, 2026
Mar 28, 201722 then
Employees (5.A)75 as of Mar 31, 2026
Mar 28, 201722 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 32 to 40offices 10 to 13
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $93.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $437,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.3derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Financial planning clients
- 4,000reportedItem 5.H
- Wrap fee program
- $2.9BreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B48%
- Banks and thrifts$1.4B32%
- Individuals$741M17%
- Corporations and businesses$81.6M1.9%
- Charitable organizations$16.8M0.4%
- State and municipal entities$12.8M0.3%
- Individual clients
- 3,179reported
- HNW clients
- 612reported
- Pension plan clients
- 0reported
- Charitable clients
- 17reported
- Accounts
- 9,812reported
- Financial planning clients
- 4,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.65 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=25.0derived
Advisors registered through the firm
46 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• T• W•••••••Chartered Financial Analyst | Appleton, Wi | Aug 8, 2016 | 17 y | 1 |
| D••••• L•• G•••••• | Wausau, Wi | Aug 8, 2016 | 18 y | 6 |
| J•••• D••••• J•••••• | Green Bay, Wi | Aug 8, 2016 | 15 y | 1 |
| K••• E••••• B••••••• | Green Bay, Wi | Apr 24, 2017 | 20 y | 2 |
| P•••••• J••••• M•••••Certified Financial Planner | Green Bay, Wi | Dec 19, 2017 | 24 y | 1 |
| J•••• E••• S••••••• | Marinette, Wi | Sep 7, 2018 | 20 y | 0 |
| J•••• D•••••Certified Financial Planner | Green Bay, Wi | Oct 16, 2018 | 12 y | 0 |
| A••••• J••• M••••• | Green Bay, Wi | Jan 8, 2019 | 13 y | 3 |
| A••• E• L•••••••Chartered Financial Analyst | Green Bay, Wi | Apr 4, 2019 | 23 y | 1 |
| S•••• L• W•••••••••Certified Financial Planner | Green Bay, Wi | Sep 13, 2019 | 21 y | 1 |
| N••••• W•••• O••••••• | Green Bay, Wi | Feb 19, 2021 | 12 y | 0 |
| J••••• J•••• R••••••Chartered Financial Analyst | Stevens Point, Wi | Jun 1, 2021 | 13 y | 1 |
| S••••• S••••• | Green Bay, Wi | Oct 15, 2021 | 10 y | 0 |
| T••••• L•• P••••••Certified Financial Planner | Appleton, Wi | Mar 8, 2022 | 12 y | 0 |
| J••••• H•••••Certified Financial Planner | Green Bay, Wi | May 25, 2022 | 10 y | 0 |
| E••• R• M•••••••Certified Financial Planner | Green Bay, Wi | Sep 26, 2022 | 12 y | 2 |
| B•••• J••••• M•••••••Certified Financial Planner | Green Bay, Wi | Oct 6, 2022 | 41 y | 2 |
| D••••• J•••• G•••••• | Green Bay, Wi | Apr 4, 2023 | 12 y | 0 |
| T••••• A• H••• | Green Bay, Wi | May 11, 2023 | 10 y | 0 |
| D••• M••••••• M••••Chartered Financial Consultant | Green Bay, Wi | May 22, 2023 | 14 y | 2 |
| H•••• C• P•••••• | Green Bay, Wi | Jun 28, 2023 | 10 y | 1 |
| J•••• D•••• L••••••• | Green Bay, Wi | Dec 1, 2023 | 11 y | 0 |
| R••••• A•• P••••••••Certified Financial Planner | Green Bay, Wi | Jan 5, 2024 | 14 y | 0 |
| B••••••• A• S•••• | Sister Bay, Wi | Jan 24, 2024 | 11 y | 1 |
| A•••• M•••••• K•••••• M•••••• | Sturgeon Bay, Wi | May 13, 2024 | 27 y | 0 |
| P••••• D••••• O•••• | Green Bay, Wi | Aug 7, 2024 | 10 y | 0 |
| I•••• B•••••• | Petoskey, Mi | Jan 24, 2025 | 11 y | 1 |
| E••• C• Z••••Chartered Financial Analyst | Green Bay, Wi | Feb 14, 2025 | 10 y | 0 |
| P•••• J• S•••••••Chartered Financial Analyst | Green Bay, Wi | Feb 27, 2025 | 16 y | 1 |
| A••• J•••• H•••••••••Chartered Financial Analyst | Green Bay, Wi | Mar 5, 2025 | 13 y | 0 |
| J•• H• W••Chartered Financial Analyst | Eau Claire, Wi | May 20, 2025 | 11 y | 0 |
| A••••• R••• M•••••••Certified Financial Planner | Green Bay, Wi | Jun 17, 2025 | 11 y | 0 |
| L•••• J•••• D••••• | Green Bay, Wi | Jun 20, 2025 | 12 y | 0 |
| D••••• T••••• M•••••• | Green Bay, Wi | Jan 23, 2026 | 10 y | 0 |
| J••• H•••• | Green Bay, Wi | Jan 23, 2026 | 19 y | 0 |
| J••••• L••• K•••••••• | Green Bay, Wi | Feb 18, 2026 | 16 y | 1 |
| B•••• S•••• M••••••• | Dubuque, Ia | Feb 20, 2026 | 25 y | 8 |
| S••• A•••• L••••••Certified Financial Planner | Green Bay, Wi | Feb 20, 2026 | 23 y | 0 |
| C••• W••••• T••••Certified Financial Planner | West Des Moines, Ia | Apr 1, 2026 | 27 y | 7 |
| J•••• E••••• M•••••• | Iowa City, Ia | Apr 17, 2026 | 10 y | 1 |
Advisor movement
2 left, 9 joined in 12 months
net +7 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 4.3% of current headcount15 left over 36 months
Left, latest
- J••••• D• B••••••••• to N••••••••• M••••• I••••••••• S•••••••••Mar 3, 2026 · Other
- T••• L••• O••••••• to U••• B•••••• I••••••••• I•••Nov 3, 2025 · RIA to affiliated broker-dealer or bank
- R•••• J••• B••••• to L•• F•••••••• L••Jun 24, 2025 · RIA to affiliated broker-dealer or bank
- J••••••• D••••• to W•••• F•••• A•••••••Mar 27, 2025 · RIA to wirehouse
- J••• M• T•••••• to T••••••• I••••••••• M••••••••• I•••Mar 7, 2025 · RIA to affiliated broker-dealer or bank
- S•••• S• F••••• to R••••• W• B•••• • C•• I•••••••••Feb 6, 2025 · RIA to RIA
- R•••• P••• S•••••• to N••••• A••••••• S•••••••• L••Nov 19, 2024 · RIA to RIA
- C•••• G• S•••• to W•••• F•••• A•••••••Jul 10, 2024 · RIA to wirehouse
- D•••••• E••••• M••••• to E••••• J••••Jul 1, 2024 · RIA to affiliated broker-dealer or bank
- R••• J••••• G•••••• to E••••• J••••Jul 1, 2024 · RIA to affiliated broker-dealer or bank
- E•••• E•••••••• S•••••• to A••••••••• I••••••••• S•••••••• I•••Jan 12, 2024 · RIA to RIA
- A••• M•••••• M••••• to R••••• W• B•••• • C•• I•••••••••Nov 13, 2023 · RIA to RIA
- J•••• T••••• C••••• to R••••• W• B•••• • C•• I•••••••••Nov 13, 2023 · RIA to RIA
- A•••• R•••• to C• A••••••• S•••••••Oct 30, 2023 · RIA to RIA
- R••••• J••••• M•••• to C••••• H••••• I••••••••• A•••••••• L••Oct 6, 2023 · RIA to RIA
Joined, latest
- S•••••• L• B••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 3, 2026 · Wirehouse to independent RIA
- A•••• R•••• from C• A••••••• S•••••••May 18, 2026 · RIA to RIA
- W•••••• D•••••• N••• from A•••••••• M•••••••••Apr 27, 2026 · Other
- D••• D••• O••••••••• from L•• F•••••••• L••Apr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• A•••••• S••••••••• from L•• F•••••••• L••Apr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- M••• E•••••••• H•••• from L•• F•••••••• L••Apr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• E••••• M•••••• from L•• F•••••••• L••Apr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••• W••••• T•••• from L••••• F•••••••• G••••Apr 1, 2026 · RIA to RIA
- B•••• S•••• M••••••• from C•••••• C•••••• G••••• I•••Feb 20, 2026 · RIA to RIA
- R•••• J••• B••••• from L•• F•••••••• L••May 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- P•••• J• S••••••• from J••• M••••• S••••••••• L••Feb 27, 2025 · Wirehouse to independent RIA
- I•••• B•••••• from F•••• T•••• S••••••••• I•••Jan 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- B••••••• A• S•••• from R•• C•••••• M••••••• L••Jan 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••• M• T•••••• from U••• B•••••• I••••••••• I•••Oct 30, 2023 · Affiliated broker-dealer or bank to independent RIA
- H•••• C• P•••••• from F•••• T•••• S••••••••• I•••Jun 28, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for E••••• J••••Jul 1, 2024 · Neenah, Wi
- 2 left for R••••• W• B•••• • C•• I•••••••••Nov 13, 2023 · Green Bay, Wi
- 2 left for R•• C•••••• M••••••• L••Mar 9, 2021 · Green Bay, Wi
- 4 joined from L•• F•••••••• L••Apr 24, 2026 · Fort Madison, Ia
- 15 joined from S•• I••••••••• I•••Dec 31, 2017 · Green Bay, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• J•••••• M• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- L•••••••• A•••• E• · Chief Investment Officercontrolsince 01/2020 · owns less than 5%
- M•••••• P••••••• J••••• · Presidentcontrolsince 03/2016 · owns less than 5%
- M••••• H•• P•••••• · Chief Financial Officercontrolsince 05/2021 · owns less than 5%
- T••••••• J•••• M•••••• · Chief Operations Officercontrolsince 09/2023 · owns less than 5%
Entity owners
- N•••••• B••••••••• I••• · Sole Memberdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- N•••••• N••••••• B•••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Green Bay, Wi · principal | 45 | 13 | 0 | ||
| Appleton, Wi | 4 | 1 | 0 | ||
| Iowa City, Ia | 3 | 3 | 0 | ||
| Petoskey, Mi | 2 | 0 | 0 | ||
| Dubuque, Ia | 2 | 2 | 0 | ||
| Sturgeon Bay, Wi | 2 | 0 | 0 | ||
| Marquette, Mi | 1 | 1 | 1 | ||
| S••••Ns Point, Wi | 1 | 0 | 1 | ||
| Neenah, Wi | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Appleton, WI4 employees
- Eau Claire, WI2 employees
- Sturgeon Bay, WI2 employees
- Marquette, MI1 employees
- Petoskey, MI1 employees
- S••••Ns Point, WI1 employees
- Marinette, WI1 employees
- Oshkosh, WI1 employees
- Wausau, WI1 employees
What changed
consecutive filings, newest first
- Accounts · 8,809 to 9,812Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 34 to 45Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 26 to 25Mar 28, 2025 to Mar 31, 2026
- Charity clients · 16 to 17Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 51 to 41Mar 28, 2025 to Mar 31, 2026
- HNW clients · 507 to 612Mar 28, 2025 to Mar 31, 2026
- Individual clients · 3,311 to 3,179Mar 28, 2025 to Mar 31, 2026
- Employees · 70 to 75Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 32 to 40Mar 28, 2025 to Mar 31, 2026
- Other offices · 10 to 13Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.8B to $4.3BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $1.7B to $2.1BMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $740M to $741MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.6M to $1.6MMar 28, 2025 to Mar 31, 2026
- RAUM · $3.8B to $4.3BMar 28, 2025 to Mar 31, 2026
- Accounts · 9,297 to 8,809Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 30 to 34Mar 29, 2024 to Mar 28, 2025
- BD registered reps · 21 to 26Mar 29, 2024 to Mar 28, 2025
- Charity clients · 12 to 16Mar 29, 2024 to Mar 28, 2025
- Corporate clients · 26 to 51Mar 29, 2024 to Mar 28, 2025
- HNW clients · 357 to 507Mar 29, 2024 to Mar 28, 2025
- Individual clients · 3,541 to 3,311Mar 29, 2024 to Mar 28, 2025
- Employees · 60 to 70Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Mar 29, 2024 to Mar 28, 2025
- State-registered IARs · 26 to 32Mar 29, 2024 to Mar 28, 2025
- Other offices · 9 to 10Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.7B to $3.8BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $1.5B to $1.7BMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $698M to $740MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.4M to $1.6MMar 29, 2024 to Mar 28, 2025
- RAUM · $3.7B to $3.8BMar 29, 2024 to Mar 28, 2025
- Accounts · 10,191 to 9,297Apr 14, 2023 to Mar 29, 2024
- Advisory employees · 32 to 30Apr 14, 2023 to Mar 29, 2024
- BD registered reps · 22 to 21Apr 14, 2023 to Mar 29, 2024
- Charity clients · unset to 12.0Apr 14, 2023 to Mar 29, 2024
- Corporate clients · 79 to 26Apr 14, 2023 to Mar 29, 2024
- HNW clients · 351 to 357Apr 14, 2023 to Mar 29, 2024
- Individual clients · 3,925 to 3,541Apr 14, 2023 to Mar 29, 2024
- Assets in custody · 0.0 to unsetApr 14, 2023 to Mar 29, 2024
- Custody of client assets · true to falseApr 14, 2023 to Mar 29, 2024
Signals
36 dated events
- B•••• S•••• M••••••• added a WI registration at N•••••• W••••• M•••••••••Sep 15, 2026 · New state registration · fact
- 4 advisors left L•• F•••••••• L•• (Fort Madison, IA) for N•••••• W••••• M••••••••• within 3 daysApr 24, 2026 · Team lift-out · derived
- J••••• D• B••••••••• left N•••••• W••••• M••••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-04-23)Mar 3, 2026 · Advisor changed firm · fact
- T••• L••• O••••••• left N•••••• W••••• M••••••••• for U••• B•••••• I••••••••• I••• (registered 2025-11-17)Nov 3, 2025 · Advisor changed firm · fact
- R•••• J••• B••••• left N•••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2025-10-20)Jun 24, 2025 · Advisor changed firm · fact
- J••••••• D••••• left N•••••• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2025-06-04)Mar 27, 2025 · Advisor changed firm · fact
- J••• M• T•••••• left N•••••• W••••• M••••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2026-08-13)Mar 7, 2025 · Advisor changed firm · fact
- S•••• S• F••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-02-06)Feb 6, 2025 · Advisor changed firm · fact
- R•••• P••• S•••••• left N•••••• W••••• M••••••••• for N••••• A••••••• S•••••••• L•• (registered 2025-02-06)Nov 19, 2024 · Advisor changed firm · fact
- C•••• G• S•••• left N•••••• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2024-07-08)Jul 10, 2024 · Advisor changed firm · fact
- R••• J••••• G•••••• left N•••••• W••••• M••••••••• for E••••• J•••• (registered 2024-07-12)Jul 1, 2024 · Advisor changed firm · fact
- D•••••• E••••• M••••• left N•••••• W••••• M••••••••• for E••••• J•••• (registered 2024-06-28)Jul 1, 2024 · Advisor changed firm · fact
- 2 advisors left N•••••• W••••• M••••••••• (Neenah, WI) for E••••• J•••• on the same dayJul 1, 2024 · Team lift-out · derived
- N•••••• W••••• M••••••••• reported RAUM $3.7B, up 25% from $2.9B (2023-04-14 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- E•••••••• Jill Bobinski (Chief Operations Officer) no longer on Schedule A of N•••••• W••••• M••••••••• (listed 2023-04-14, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- M•••••• J••• T•••••• (Chief Operations Officer) appeared on Schedule A of N•••••• W••••• M•••••••••Mar 29, 2024 · Control person joined · fact
- E•••• E•••••••• S•••••• left N•••••• W••••• M••••••••• for A••••••••• I••••••••• S•••••••• I••• (registered 2024-03-01)Jan 12, 2024 · Advisor changed firm · fact
- J•••• T••••• C••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2023-11-09)Nov 13, 2023 · Advisor changed firm · fact
- A••• M•••••• M••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2023-11-09)Nov 13, 2023 · Advisor changed firm · fact
- 2 advisors left N•••••• W••••• M••••••••• (Green Bay, WI) for R••••• W• B•••• • C•• I••••••••• on the same dayNov 13, 2023 · Team lift-out · derived
- A•••• R•••• left N•••••• W••••• M••••••••• for C• A••••••• S••••••• (registered 2023-10-05)Oct 30, 2023 · Advisor changed firm · fact
- R••••• J••••• M•••• left N•••••• W••••• M••••••••• for C••••• H••••• I••••••••• A•••••••• L•• (registered 2023-09-29)Oct 6, 2023 · Advisor changed firm · fact
- J••• E•••••••• B••••••• left N•••••• W••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2023-08-08)Aug 14, 2023 · Advisor changed firm · fact
- M••••••• A•• A••••• left N•••••• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-02-22)Jun 22, 2023 · Advisor changed firm · fact
- P•••••• H. M•••• (Chief Financial Officer) appeared on Schedule A of N•••••• W••••• M•••••••••Apr 14, 2023 · Control person joined · fact
- N•••••• W••••• M••••••••• reported RAUM $2.9B, up 101% from $1.5B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R••• M•••••• O•••••• left N•••••• W••••• M••••••••• for N••••• A••••••• S•••••••• L•• (registered 2022-10-26)Nov 9, 2022 · Advisor changed firm · fact
- Andrew David Loasby (Chief Compliance Officer) no longer on Schedule A of N•••••• W••••• M••••••••• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- M J••••• Hufford (Chief Compliance Officer) appeared on Schedule A of N•••••• W••••• M•••••••••Mar 31, 2022 · Control person joined · fact
- N•••••• W••••• M••••••••• reported RAUM $1.0B, up 47% from $695.4M (2019-10-01 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 614-564-5101reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-463-2446reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-369-0226reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/nicolet-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 920-430-1400reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- nicoletbank.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026