RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• E• G•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Apr 3, 2026 · Fairfax, Va
- B••••• W•••••• L•• independent RIAApr 7, 2024 to Mar 27, 2026 · Mclean, Va
- M••••• S•••••• wirehouseFeb 21, 2020 to Mar 7, 2024 · Mclean, Va
- B••••• W•••••• L•• to R••••• W• B•••• • C•• I•••••••••left Mar 27, 2026, registered Apr 3, 2026 (7 days) · RIA to RIA
- M••••• S•••••• to B••••• W•••••• L••left Mar 7, 2024, registered Apr 7, 2024 (31 days) · Wirehouse to independent RIA
- S••• E• G••••• left B••••• W•••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-04-03)Mar 27, 2026 · Advisor changed firm · fact
- S••• E• G••••• left M••••• S•••••• for B••••• W•••••• L•• (registered 2024-04-07)Mar 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address