DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• M•••••• T•••••

G••••• H••••••• W••••• M••••••••• L••state registeredGeorgetown, TxIA-onlyIAPD 6924817

Certified Financial Planner

Feed of 09/14/2026

Also filed as Z•••••• T•••••

At current firm

3 y

since Sep 18, 2023

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/zachary-thomas-b65b1210b?trk=people-guest_people_searcreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

G••••• H••••••• W••••• M••••••••• L•• state registered current
since Sep 18, 2023 · Georgetown, Tx
H••••••• W••••• M••••••••• L•• former
Jul 1, 2022 to Mar 5, 2024 · Georgetown, Tx
O•••• I••••••••• I••• BD affiliated
Apr 30, 2019 to Jun 27, 2022 · Austin, Tx
E•••••••• A•••••••• L•• national BD
Nov 8, 2018 to May 1, 2019 · Orange, Tx
W•••• F•••• A••••••• wirehouse
Jul 2, 2018 to Aug 20, 2018 · Orange, Tx

Moves

a registration end followed by a registration begin elsewhere

H••••••• W••••• M••••••••• L•• to G••••• H••••••• W••••• M••••••••• L••
left Mar 5, 2024, registered Sep 18, 2023 (-169 days) · RIA to a state-registered adviser
O•••• I••••••••• I••• to H••••••• W••••• M••••••••• L••
left Jun 27, 2022, registered Jul 1, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to O•••• I••••••••• I•••
left May 1, 2019, registered Apr 30, 2019 (-1 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E•••••••• A•••••••• L••
left Aug 20, 2018, registered Nov 8, 2018 (80 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Z•••••• M•••••• T••••• left H••••••• W••••• M••••••••• L•• for G••••• H••••••• W••••• M••••••••• L•• (registered 2023-09-18)
Mar 5, 2024 · Advisor changed firm · fact
Z•••••• M•••••• T••••• left O•••• I••••••••• I••• for H••••••• W••••• M••••••••• L•• (registered 2022-07-01)
Jun 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address