RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••••• L•• independent RIA currentsince Jun 5, 2025 · Mill Creek, Wa
- T••••••• A•••••• N••••••• L•• BD affiliatedJun 10, 2021 to Jul 7, 2025 · Mill Creek, Wa
- W•••• F•••• A••••••• wirehouseAug 1, 2018 to Jun 8, 2021 · Edmonds, Wa
- T••••••• A•••••• N••••••• L•• to A••••••••• L••left Jul 7, 2025, registered Jun 5, 2025 (-32 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to T••••••• A•••••• N••••••• L••left Jun 8, 2021, registered Jun 10, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank
- P•••••• S•••••• left T••••••• A•••••• N••••••• L•• for A••••••••• L•• (registered 2025-06-05)Jul 7, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address