RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••••• W••••• independent RIA currentsince May 23, 2025 · Worthington, Oh
- A••••••• I••••••••• formerJan 4, 2019 to Mar 24, 2026 · Worthington, Oh
- B••• F•••••••• G••••• I•• formerMar 19, 2018 to Mar 24, 2026 · Worthington, Oh
- A••••••• I••••••••• to B•••••• W•••••left Mar 24, 2026, registered May 23, 2025 (-305 days) · RIA to RIA · moved with a team
- B••• F•••••••• G••••• I•• to A••••••• I•••••••••left Mar 24, 2026, registered Jan 4, 2019 (-2636 days) · RIA to RIA · moved with a team
- D•••• L•• M••••• left A••••••• I••••••••• for B•••••• W••••• (registered 2025-05-23)Mar 24, 2026 · Advisor changed firm · fact
- D•••• L•• M••••• left B••• F•••••••• G••••• I•• for A••••••• I••••••••• (registered 2019-01-04)Mar 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address