DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• W•••••
Legal name B•••••• W••••• P••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Feb 3, 2025 · 8 filings
SEC status approved since Feb 18, 2025
RAUM
$387M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$387M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$43.0M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$387M as of Jul 15, 2026
Feb 3, 2025$188M then
HNW client RAUM$241M as of Jul 15, 2026
Feb 3, 2025$128M then
State-registered IARs (5.B.3)9 as of Jul 15, 2026
Feb 3, 20254 then
Employees (5.A)12 as of Jul 15, 2026
Feb 3, 20256 then
Private funds: no history
RAUM +106% over the last fiscal yearIARs 4 to 9offices 2 to 8
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $43.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $172,922derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +106%derivedbetween the last two annual amendments
- Advisor growth, one year
- +125%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +133%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M62%
- Individuals$146M38%
- Individual clients
- 451reported
- HNW clients
- 102reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,236reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• J•••• G•••••Certified Financial Planner | Worthington, Oh | Mar 14, 2024 | 15 y | 3 |
| T•••••• J•••••••• P•••• | Worthington, Oh | Mar 15, 2024 | 22 y | 4 |
| N••••••• C••••• G••••• | Allendale, Mi | Jul 22, 2024 | 12 y | 2 |
| T•••• P•••••• P•••••• | Liberty Township, Oh | Nov 4, 2024 | 13 y | 2 |
| S•••• T••••• C•••••Certified Financial Planner | Worthington, Oh | May 6, 2025 | 11 y | 3 |
| N••• C•••••••• L•••••••• | Colorado Springs, Co | May 19, 2025 | 11 y | 1 |
| A••• C•••• F•••• | Worthington, Oh | May 19, 2025 | 10 y | 1 |
| D•••• L•• M••••• | Springfield, Oh | May 23, 2025 | 13 y | 2 |
| L•••• E••••• T••••••• | Chillicothe, Oh | Oct 24, 2025 | 24 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• E••••• T••••••• from A••••••• I•••••••••Oct 24, 2025 · RIA to RIA
- D•••• L•• M••••• from A••••••• I•••••••••May 23, 2025 · RIA to RIA
- N••• C•••••••• L•••••••• from B••• F•••••••• G••••• I••May 19, 2025 · RIA to RIA
- A••• C•••• F•••• from B••• F•••••••• G••••• I••May 19, 2025 · RIA to RIA
- S•••• T••••• C••••• from A••••••• I•••••••••May 6, 2025 · RIA to RIA
- T•••• P•••••• P•••••• from K•••••••• W••••• A•••••••Nov 4, 2024 · RIA to RIA
- N••••••• C••••• G••••• from O•••••••••Jul 22, 2024 · Other
- T•••••• J•••••••• P•••• from W•••••••••Mar 15, 2024 · RIA to RIA
- R••••• J•••• G••••• from W•••••••••Mar 14, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A••••••• I•••••••••Mar 24, 2026 · Worthington, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• R•••• M•••••• · Chief Compliance Officer, Chief Operating Officercontrolsince 01/2025 · owns less than 5%
- L••••••••• N•••• C•••••••• · Chief Experience Officer, Wealth Advisorsince 07/2025 · owns less than 5%
Entity owners
- B•••••• W••••• H••••••• L•• · Memberdirect · owns 25% to 50%
- B••• F•••••••• H••••••• L•• · Memberdirect · owns 25% to 50%
- L•••••••• H••••••• L•• · Memberdirect · owns 10% to 25%
- M••••• H••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Worthington, Oh · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 883.0 to 2,236.0 (+153.0%) between the annual amendments of 2025-04-30 and 2026-03-23; the peer median change was +5.0% (3687 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $187,559,245 to $386,652,646 (+106.0%) between the annual amendments of 2025-04-30 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 99% percentile
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 237.0 to 553.0 (+133.0%) between the annual amendments of 2025-04-30 and 2026-03-23; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 2,019 to 2,236Nov 17, 2025 to Mar 23, 2026
- Advisory activities · 3 to 4Nov 17, 2025 to Mar 23, 2026
- HNW clients · 93 to 102Nov 17, 2025 to Mar 23, 2026
- Individual clients · 464 to 451Nov 17, 2025 to Mar 23, 2026
- Employees · 11 to 12Nov 17, 2025 to Mar 23, 2026
- Insurance-licensed employees · 5 to 0Nov 17, 2025 to Mar 23, 2026
- Financial planning clients · 101-250 to 251-500Nov 17, 2025 to Mar 23, 2026
- Other offices · 9 to 8Nov 17, 2025 to Mar 23, 2026
- Discretionary RAUM · $348M to $387MNov 17, 2025 to Mar 23, 2026
- HNW RAUM · $207M to $241MNov 17, 2025 to Mar 23, 2026
- Individual RAUM · $141M to $146MNov 17, 2025 to Mar 23, 2026
- RAUM · $348M to $387MNov 17, 2025 to Mar 23, 2026
- Related adviser · true to falseNov 17, 2025 to Mar 23, 2026
- Advisory employees · 8 to 9Aug 6, 2025 to Nov 17, 2025
- Employees · 10 to 11Aug 6, 2025 to Nov 17, 2025
- Insurance-licensed employees · 0 to 5Aug 6, 2025 to Nov 17, 2025
- State-registered IARs · 8 to 9Aug 6, 2025 to Nov 17, 2025
- Other offices · 8 to 9Aug 6, 2025 to Nov 17, 2025
- Accounts · 883 to 2,019May 29, 2025 to Jul 17, 2025
- HNW clients · 59 to 93May 29, 2025 to Jul 17, 2025
- Individual clients · 178 to 464May 29, 2025 to Jul 17, 2025
- Financial planning clients · 101-250 to 101-250May 29, 2025 to Jul 17, 2025
- HQ city · COLUMBUS to WORTHINGTONMay 29, 2025 to Jul 17, 2025
- Legal name · B•••••• W•••••, LLC to B•••••• W••••• PARTNERS LLCMay 29, 2025 to Jul 17, 2025
- Discretionary RAUM · $188M to $348MMay 29, 2025 to Jul 17, 2025
- HNW RAUM · $128M to $207MMay 29, 2025 to Jul 17, 2025
- Individual RAUM · $59.3M to $141MMay 29, 2025 to Jul 17, 2025
- RAUM · $188M to $348MMay 29, 2025 to Jul 17, 2025
- Related adviser · false to trueMay 29, 2025 to Jul 17, 2025
- Advisory employees · 4 to 8Apr 30, 2025 to May 29, 2025
- Advisory activities · 2 to 3Apr 30, 2025 to May 29, 2025
- Employees · 6 to 10Apr 30, 2025 to May 29, 2025
- State-registered IARs · 4 to 8Apr 30, 2025 to May 29, 2025
- Other offices · 2 to 8Apr 30, 2025 to May 29, 2025
Signals
3 dated events
- A••••••• I•••••••••'s advisors moved to B•••••• W••••• (Worthington, OH): 3 of 3 registered, on the same dayMar 24, 2026 · Firm absorbed (people side) · derived
- B•••••• W••••• reported RAUM $348.4M, up 86% from $187.6M (2025-05-29 to 2025-07-17)Jul 17, 2025 · RAUM change · derived
- B•••••• W••••• reported 8 offices beyond its principal office, up from 2 (2025-04-30 to 2025-05-29)May 29, 2025 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-551-7787reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/balance-wealth-ohreportedpublic record, Form ADV, Sep 18, 2026
- Website
- balancewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 551-7787reportedpublic record, Form ADV, Jul 15, 2026
- Contact form
- balancewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- balancewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026