J••••• M•••••

L•• F•••••••• L••BD affiliatedFort Mill, Sc dual registrantIAPD 6926354

Feed of 09/15/2026

Also filed as J••••• W• M••••••••• M••••••••• W•••••• M•••••

At current firm

2 y

since Feb 1, 2024

In the industry

18 y

since Aug 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 1, 2024 · Charlotte, Nc
V••••••• A•••••••• I••• BD affiliated
Oct 27, 2021 to Oct 14, 2022 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 25, 2020 to Sep 15, 2021 · West Springfield, Ma

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to L•• F•••••••• L••
left Oct 14, 2022, registered Feb 1, 2024 (475 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••
left Sep 15, 2021, registered Oct 27, 2021 (42 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address