RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B•••• H•••••••
- F•••••••• A••••••• L•• independent RIA currentsince Jan 8, 2025 · Overland Park, Ks
- N•••• P••••• W••••• A•••••••• L•• unclassifiedMay 22, 2023 to Dec 9, 2024 · Overland Park, Ks
- L•••• W•••••• L•• formerMar 22, 2018 to Apr 1, 2022 · Overland Park, Ks
- N•••• P••••• W••••• A•••••••• L•• to F•••••••• A••••••• L••left Dec 9, 2024, registered Jan 8, 2025 (30 days) · Other
- L•••• W•••••• L•• to N•••• P••••• W••••• A•••••••• L••left Apr 1, 2022, registered May 22, 2023 (416 days) · Other
- K•••• B•••• H••••••• left N•••• P••••• W••••• A•••••••• L•• for F•••••••• A••••••• L•• (registered 2025-01-08)Dec 9, 2024 · Advisor changed firm · fact
- K•••• B•••• H••••••• left L•••• W•••••• L•• for N•••• P••••• W••••• A•••••••• L•• (registered 2023-05-22)Apr 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address