DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• A••••••• L••
Latest filing Jan 5, 2026
First filing on the tape Nov 11, 2015 · 26 filings
SEC status approved since Nov 24, 2015
RAUM
$182M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
99%
$180M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$20.2M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$182M as of Jan 5, 2026
Mar 4, 2016$113M then
HNW client RAUM$138M as of Jan 5, 2026
Feb 26, 2018$99.2M then
State-registered IARs (5.B.3)9 as of Jan 5, 2026
Mar 4, 20166 then
Employees (5.A)9 as of Jan 5, 2026
Mar 4, 20166 then
Private funds: no history
RAUM +14% over the last fiscal year+11% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Jan 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $20.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $286,359derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $39.9M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M76%
- Individuals$42.8M24%
- Charitable organizations$951,8310.5%
- Corporations and businesses$444,3920.2%
- Individual clients
- 161reported
- HNW clients
- 83reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 635reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $39.9M for 49 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•• R•••••• H•••••••• | Overland Park, Ks | Mar 20, 2008 | 18 y | 0 |
| P•••• P••••• | Medina, Tx | Nov 18, 2010 | 30 y | 1 |
| P••••• D•••• T••••• | Overland Park, Ks | May 8, 2013 | 14 y | 0 |
| M•••••• E••••• T••••• | Overland Park, Ks | Feb 16, 2017 | 35 y | 2 |
| N••••• E•••••• H•••••• | Overland Park, Ks | Sep 8, 2017 | 22 y | 0 |
| M•••••• E•••••••• P•••• | Overland Park, Ks | Mar 15, 2018 | 29 y | 0 |
| L••••••• L••••• R••• | Overland Park, Ks | Jul 26, 2018 | 16 y | 0 |
| D•••• M•••••• B•••• | Overland Park, Ks | Jul 8, 2021 | 11 y | 0 |
| K•••• B•••• H••••••• | Overland Park, Ks | Jan 8, 2025 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• B•••• H••••••• from N•••• P••••• W••••• A•••••••• L••Jan 8, 2025 · Other
- M•••••• E••••• T••••• from S•• I••••••••• I•••Nov 20, 2015 · Other
- P•••• P••••• from C•••• C••Nov 18, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• N•••••• E•••••• · Member And Presidentcontrolsince 01/2020 · owns 50% to 75%
- P••••• M••••••• E•••••••• · Chief Financial Officer, Chief Compliance Officer & Membercontrolsince 01/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 608 to 635Jan 9, 2025 to Jan 5, 2026
- HNW clients · 80 to 83Jan 9, 2025 to Jan 5, 2026
- Individual clients · 155 to 161Jan 9, 2025 to Jan 5, 2026
- Assets in custody · $38.9M to $39.9MJan 9, 2025 to Jan 5, 2026
- Financial planning clients · 51-100 to 101-250Jan 9, 2025 to Jan 5, 2026
- Discretionary RAUM · $92.3M to $101MJan 9, 2025 to Jan 5, 2026
- HNW RAUM · $125M to $138MJan 9, 2025 to Jan 5, 2026
- Individual RAUM · $33.2M to $42.8MJan 9, 2025 to Jan 5, 2026
- Non-discretionary RAUM · $67.3M to $80.7MJan 9, 2025 to Jan 5, 2026
- RAUM · $160M to $182MJan 9, 2025 to Jan 5, 2026
- Accounts · 565 to 608Jul 9, 2024 to Jan 9, 2025
- Advisory employees · 8 to 9Jul 9, 2024 to Jan 9, 2025
- HNW clients · 55 to 80Jul 9, 2024 to Jan 9, 2025
- Individual clients · 170 to 155Jul 9, 2024 to Jan 9, 2025
- Assets in custody · $34.8M to $38.9MJul 9, 2024 to Jan 9, 2025
- Employees · 8 to 9Jul 9, 2024 to Jan 9, 2025
- Financial planning clients · 51-100 to 51-100Jul 9, 2024 to Jan 9, 2025
- State-registered IARs · 8 to 9Jul 9, 2024 to Jan 9, 2025
- Other offices · 2 to 3Jul 9, 2024 to Jan 9, 2025
- Discretionary RAUM · $80.5M to $92.3MJul 9, 2024 to Jan 9, 2025
- HNW RAUM · $92.8M to $125MJul 9, 2024 to Jan 9, 2025
- Individual RAUM · $40.6M to $33.2MJul 9, 2024 to Jan 9, 2025
- Non-discretionary RAUM · $54.3M to $67.3MJul 9, 2024 to Jan 9, 2025
- RAUM · $135M to $160MJul 9, 2024 to Jan 9, 2025
- Related insurance company · false to trueJul 9, 2024 to Jan 9, 2025
- Accounts · 526 to 565Oct 19, 2023 to Jan 4, 2024
- HNW clients · 54 to 55Oct 19, 2023 to Jan 4, 2024
- Individual clients · 163 to 170Oct 19, 2023 to Jan 4, 2024
- Assets in custody · unset to 34786141.0Oct 19, 2023 to Jan 4, 2024
- Custody of client assets · false to trueOct 19, 2023 to Jan 4, 2024
- Discretionary RAUM · $79.3M to $80.5MOct 19, 2023 to Jan 4, 2024
- HNW RAUM · $91.8M to $92.8MOct 19, 2023 to Jan 4, 2024
- Individual RAUM · $41.3M to $40.6MOct 19, 2023 to Jan 4, 2024
- Non-discretionary RAUM · $54.7M to $54.3MOct 19, 2023 to Jan 4, 2024
- RAUM · $134M to $135MOct 19, 2023 to Jan 4, 2024
- Accounts · 599 to 526Oct 5, 2022 to Jan 19, 2023
- Advisory employees · 9 to 8Oct 5, 2022 to Jan 19, 2023
- HNW clients · 43 to 54Oct 5, 2022 to Jan 19, 2023
- Individual clients · 171 to 163Oct 5, 2022 to Jan 19, 2023
- Employees · 9 to 8Oct 5, 2022 to Jan 19, 2023
Signals
5 dated events
- Lee Brett Conley (Member) no longer on Schedule A of F•••••••• A••••••• L•• (listed 2021-02-10, absent 2021-08-02)Aug 2, 2021 · Control person left · inference
- Russell Tom Halvorson (Member) no longer on Schedule A of F•••••••• A••••••• L•• (listed 2019-04-23, absent 2020-01-17)Jan 17, 2020 · Control person left · inference
- Emerson Nathan Haskins (Member And President) appeared on Schedule A of F•••••••• A••••••• L••Jan 17, 2020 · Control person joined · fact
- Eisenhour Melinda Parks (Chief Compliance Officer) appeared on Schedule A of F•••••••• A••••••• L••Jan 28, 2019 · Control person joined · fact
- F•••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 11, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-399-3624reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 913-890-2065reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 316-682-5148reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/freestate-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- F••••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 913-890-2065reportedpublic record, Form ADV, Jan 5, 2026
- Team page
- f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026