RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••••••• L••••
- A••••••• A••••••• L•• no RAUM currentsince Jun 17, 2026 · El Segundo, Ca
- P•• A••••••• S•••••••• L•• independent RIAApr 10, 2026 to Jun 15, 2026 · Albany, Ny
- L•• F•••••••• L•• BD affiliatedApr 10, 2019 to Apr 23, 2026 · El Segundo, Ca
- P•• A••••••• S•••••••• L•• to A••••••• A••••••• L••left Jun 15, 2026, registered Jun 17, 2026 (2 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to P•• A••••••• S•••••••• L••left Apr 23, 2026, registered Apr 10, 2026 (-13 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C•••••• M•••••••• L•••• left P•• A••••••• S•••••••• L•• for A••••••• A••••••• L•• (registered 2026-06-17)Jun 15, 2026 · Advisor changed firm · fact
- C•••••• M•••••••• L•••• left L•• F•••••••• L•• for P•• A••••••• S•••••••• L•• (registered 2026-04-10)Apr 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address