DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• M•••••• G••••••••

B••••• W••••• A•••••••independent RIALas Vegas, NvIA-onlyIAPD 6928955

Certified Financial Planner

Feed of 09/14/2026

Also filed as V•••••• M•••••• G••••••••

At current firm

1 y

since Dec 3, 2024

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• W••••• A••••••• independent RIA current
since Dec 3, 2024 · Las Vegas, Nv
M••••• G••••• A••••••• I••• independent RIA
Dec 15, 2023 to Oct 18, 2024 · Denver, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 4, 2021 to Dec 4, 2023 · Thousand Oaks, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
May 29, 2020 to Dec 31, 2020 · Torrance, Ca
T• A••••••••• I••• former
May 29, 2020 to Jan 11, 2021 · Torrance, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 28, 2018 to May 1, 2020 · Las Vegas, Nv
E•••••••• A•••••••• L•• national BD
Jul 18, 2018 to Oct 22, 2018 · Concord, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to B••••• W••••• A•••••••
left Oct 18, 2024, registered Dec 3, 2024 (46 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to M••••• G••••• A••••••• I•••
left Dec 4, 2023, registered Dec 15, 2023 (11 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 11, 2021, registered Feb 4, 2021 (24 days) · Other · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered May 29, 2020 (-216 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left May 1, 2020, registered May 29, 2020 (28 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Oct 22, 2018, registered Nov 28, 2018 (37 days) · Affiliated broker-dealer or bank to another

Signals

V•••••• M•••••• G•••••••• left M••••• G••••• A••••••• I••• for B••••• W••••• A••••••• (registered 2024-12-03)
Oct 18, 2024 · Advisor changed firm · fact
V•••••• M•••••• G•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2023-12-15)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address