RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 28, 2026 · Montgomery Village, Md
- L•• F•••••••• L•• BD affiliatedAug 22, 2023 to Feb 9, 2026 · Frederick, Md
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 9, 2026, registered Jan 28, 2026 (-12 days) · Affiliated broker-dealer or bank to another
- Johnny Kim left Lpl Financial Llc for Truist Advisory Services, Inc. (registered 2026-01-28)Feb 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address