K•••••• W•••••

J••• M••••• S••••••••• L••wirehouseSouthlake, Txdual registrantIAPD 6931424

Feed of 09/14/2026

Also filed as K•••••• W••••••••• N••••• W•••••

At current firm

4 y

since Jul 4, 2022

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jul 4, 2022 · Southlake, Tx
C•••••• S••••• • C••• I••• national BD
Dec 7, 2021 to Aug 9, 2022 · Westlake, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 2, 2018 to Oct 22, 2021 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Aug 9, 2022, registered Jul 4, 2022 (-36 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Oct 22, 2021, registered Dec 7, 2021 (46 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

••• Locked
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address