DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Aug 31, 2021
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••••• W••••• state registered currentsince Aug 31, 2021 · Westfield, In
- S••••••••• state registeredJun 2, 2020 to Jan 4, 2022 · Fishers, In
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 27, 2019 to Jun 3, 2020 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• to A•••••••• W•••••left Jan 4, 2022, registered Aug 31, 2021 (-126 days) · Other
- T••••••• I••••••••• M••••••••• I••• to S•••••••••left Jun 3, 2020, registered Jun 2, 2020 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedJan 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address