RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L••• D•••••
- C••••••• A•••• M••••••••• L•• independent RIA currentsince May 21, 2024 · Morton, Il
- P••••••••• S••••••••• C••••••••• independent RIAMay 9, 2022 to Apr 19, 2023 · Amarillo, Tx
- R••••• W• B•••• • C•• I••••••••• mixed wealthFeb 6, 2020 to Apr 20, 2022 · Abilene, Tx
- P••••••••• S••••••••• C••••••••• to C••••••• A•••• M••••••••• L••left Apr 19, 2023, registered May 21, 2024 (398 days) · RIA to RIA
- R••••• W• B•••• • C•• I••••••••• to P••••••••• S••••••••• C•••••••••left Apr 20, 2022, registered May 9, 2022 (19 days) · RIA to RIA
- D•••• L••• D••••• left P••••••••• S••••••••• C••••••••• for C••••••• A•••• M••••••••• L•• (registered 2024-05-21)Apr 19, 2023 · Advisor changed firm · fact
- D•••• L••• D••••• left R••••• W• B•••• • C•• I••••••••• for P••••••••• S••••••••• C••••••••• (registered 2022-05-09)Apr 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address