RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 26, 2024 · Denver, Co
- F••••••• institutionalMar 1, 2024 to Mar 15, 2024 · Oakland, Ca
- T•••• G••• L•• formerFeb 24, 2023 to Nov 8, 2023 · Boulder, Co
- C•••••• S••••• • C••• I••• national BDSep 9, 2020 to Sep 30, 2021 · Lone Tree, Co
- F••••••• to M••••• S••••••left Mar 15, 2024, registered Mar 26, 2024 (11 days) · Other
- T•••• G••• L•• to F•••••••left Nov 8, 2023, registered Mar 1, 2024 (114 days) · Other
- C•••••• S••••• • C••• I••• to T•••• G••• L••left Sep 30, 2021, registered Feb 24, 2023 (512 days) · Other
- D•••• N• D••••• left Forusall for M••••• S•••••• (registered 2024-03-26)Mar 15, 2024 · Advisor changed firm · fact
- D•••• N• D••••• left T•••• G••• L•• for Forusall (registered 2024-03-01)Nov 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address