DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy James Mcdermott
Feed of 09/15/2026
Also filed as Tim Mcdermott
At current firm
4 y
since Jan 5, 2022
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince Jan 5, 2022 · Phoenix, Az
- Ae Wealth Management, LLC BD affiliatedJun 15, 2020 to Oct 29, 2021 · Chattanooga, Tn
- Carroll Financial Associates Inc formerJan 23, 2019 to Jun 12, 2020 · Jacksonville Beach, Fl
- Prosperity Capital Group, Inc. unclassifiedApr 20, 2018 to Mar 7, 2019 · Jacksonville Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Foundations Investment Advisors LLCleft Oct 29, 2021, registered Jan 5, 2022 (68 days) · Affiliated broker-dealer or bank to independent RIA
- Carroll Financial Associates Inc to Ae Wealth Management, LLCleft Jun 12, 2020, registered Jun 15, 2020 (3 days) · RIA to RIA
- Prosperity Capital Group, Inc. to Carroll Financial Associates Incleft Mar 7, 2019, registered Jan 23, 2019 (-43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address