J••• M•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Mar 13, 2023 · New Haven, Ct
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 14, 2021 to Feb 16, 2023 · New Haven, Ct
• P•••• S••••••••• L•• no RAUM
  Dec 17, 2020 to Mar 29, 2021 · Wallingford, Ct

• P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Feb 16, 2023, registered Mar 13, 2023 (25 days) · Affiliated broker-dealer or bank to wirehouse
• P•••• S••••••••• L•• to P••• A••••• S••••••••• L••
  left Mar 29, 2021, registered Apr 14, 2021 (16 days) · Affiliated broker-dealer or bank to another

• J••• M••••• left P••• A••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-13)
  Feb 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address