A••• J••••••

P•• W••••• M•••••••••BD affiliatedLouisville, Kydual registrantIAPD 6942818

Feed of 09/14/2026

Also filed as A••• W•••••• J••••••

At current firm

0 y

since Oct 29, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Oct 29, 2025 · Louisville, Ky
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Oct 29, 2025 · Mt Washington, Ky
C••••• A•••••• N••••••• L•• former
Jun 12, 2023 to Jun 29, 2023 · Mt Washington, Ky

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••
left Oct 29, 2025, registered Oct 29, 2025 (0 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Oct 29, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address