DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• C•••••

M•• I•••••••• S•••••••• L••BD affiliatedChapel Hill, Nc dual registrantIAPD 6949548

Feed of 09/15/2026

Also filed as Samuel Parker Curtis

At current firm

0 y

since Feb 17, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Feb 17, 2026 · Raleigh, Nc
E•••••• A••••••• G••••• L•• BD affiliated
Mar 12, 2025 to Oct 30, 2025 · Parkersburg, Wv
A••• I••••• A••••••• independent RIA
Jun 27, 2024 to Feb 25, 2025 · Charlotte, Nc
U•• F•••••••• S••••••• I••• wirehouse
Jan 31, 2022 to Feb 6, 2023 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M•• I•••••••• S•••••••• L••
left Oct 30, 2025, registered Feb 17, 2026 (110 days) · Affiliated broker-dealer or bank to another
A••• I••••• A••••••• to E•••••• A••••••• G••••• L••
left Feb 25, 2025, registered Mar 12, 2025 (15 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to A••• I••••• A•••••••
left Feb 6, 2023, registered Jun 27, 2024 (507 days) · Wirehouse to independent RIA

Signals

S••••• C••••• left E•••••• A••••••• G••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-02-17)
Oct 30, 2025 · Advisor changed firm · fact
S••••• C••••• left A••• I••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2025-03-12)
Feb 25, 2025 · Advisor changed firm · fact
S••••• C••••• left U•• F•••••••• S••••••• I••• for A••• I••••• A••••••• (registered 2024-06-27)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address