RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M•••••• F••••••
- Q•• F••••• W•••••• L•• independent RIA currentsince Dec 18, 2024 · Lake Mary, Fl
- B•••• W•••••• L•• formerJun 15, 2022 to Feb 14, 2025 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2021 to May 24, 2022 · New York, Ny
- B•••• W•••••• L•• to Q•• F••••• W•••••• L••left Feb 14, 2025, registered Dec 18, 2024 (-58 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••• W•••••• L••left May 24, 2022, registered Jun 15, 2022 (22 days) · Wirehouse to independent RIA · moved with a team
- W•••••• M•••••• F•••••• left B•••• W•••••• L•• for Q•• F••••• W•••••• L•• (registered 2024-12-18)Feb 14, 2025 · Advisor changed firm · fact
- W•••••• M•••••• F•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••• W•••••• L•• (registered 2022-06-15)May 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address