DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•• F••••• W•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 14, 2024 · 11 filings
SEC status approved since Aug 2, 2024
RAUM
$749M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$743M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$749M as of Mar 31, 2026
Mar 31, 2025$583M then
HNW client RAUM$723M as of Mar 31, 2026
Mar 31, 2025$488M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)7 as of Mar 31, 2026
Mar 31, 20258 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $935,483derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $8.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$723M96%
- Individuals$20.7M2.8%
- Corporations and businesses$5.9M0.8%
- Individual clients
- 53reported
- HNW clients
- 144reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 801reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.0M for 3 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• D•••• H••••• | Lake Mary, Fl | Nov 15, 2024 | 24 y | 3 |
| C••• M•••••• H•••••Certified Financial Planner | Lake Mary, Fl | Nov 18, 2024 | 19 y | 4 |
| J••• C••••••••• M••••• | Lake Mary, Fl | Dec 2, 2024 | 12 y | 0 |
| C•••••• W••••••• K••••••••Certified Financial Planner, Chartered Financial Consultant | Lake Mary, Fl | Dec 16, 2024 | 26 y | 8 |
| L••• R•••• M•••••••• | Lake Mary, Fl | Dec 18, 2024 | 23 y | 2 |
| W•••••• M•••••• F•••••• | Lake Mary, Fl | Dec 18, 2024 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• R•••• M•••••••• from B•••• W•••••• L••Dec 18, 2024 · RIA to RIA
- W•••••• M•••••• F•••••• from B•••• W•••••• L••Dec 18, 2024 · RIA to RIA
- C•••••• W••••••• K•••••••• from B•••• W•••••• L••Dec 16, 2024 · RIA to RIA
- C••• M•••••• H••••• from B•••• W•••••• L••Nov 18, 2024 · RIA to a newly registered adviser
- W••••• D•••• H••••• from B•••• W•••••• L••Nov 15, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from B•••• W•••••• L••Feb 14, 2025 · Atlanta, Ga · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D• P•••••• N••••• · Chief Operations Officercontrolsince 04/2024 · owns less than 5%
- H•••••• C•••• M•••••• · Chief Executive Officer/ Managing Partnercontrolsince 11/2024 · owns less than 5%
- H•••••• W•••••• D•••• · Managing Partnercontrolsince 11/2024 · owns less than 5%
- H•••••• C•••• M•••••• · Ownercontrolsince 03/2022 · owns 75% or more of W•• M••••••••• L••
- H•••••• W•••••• D•••• · Ownercontrolsince 03/2022 · owns 75% or more of Q•• M••••••••• L••
- P••••• C••••••••• L•• · Chief Compliance Officersince 11/2024 · owns less than 5%
Entity owners
- Q•• M••••••••• L•• · Ownerdirect · owns 50% to 75%
- W•• M••••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Mary, Fl · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): no on the filing of 2025-06-16, yes on the filing of 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 646 to 801Jun 16, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6Jun 16, 2025 to Mar 31, 2026
- Corporate clients · 20 to 8Jun 16, 2025 to Mar 31, 2026
- HNW clients · 131 to 144Jun 16, 2025 to Mar 31, 2026
- Individual clients · 40 to 53Jun 16, 2025 to Mar 31, 2026
- Assets in custody · $10.2M to $8.0MJun 16, 2025 to Mar 31, 2026
- Employees · 8 to 7Jun 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $583M to $749MJun 16, 2025 to Mar 31, 2026
- HNW RAUM · $488M to $723MJun 16, 2025 to Mar 31, 2026
- Individual RAUM · $12.1M to $20.7MJun 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $48,963 to $0Jun 16, 2025 to Mar 31, 2026
- RAUM · $583M to $749MJun 16, 2025 to Mar 31, 2026
- Assets in custody · $3.0M to $10.2MMay 27, 2025 to Jun 16, 2025
- Financial planning clients · 0 to 0May 27, 2025 to Jun 16, 2025
- Accounts · 10 to 646Dec 4, 2024 to Mar 31, 2025
- Advisory employees · 3 to 4Dec 4, 2024 to Mar 31, 2025
- BD registered reps · 0 to 4Dec 4, 2024 to Mar 31, 2025
- Corporate clients · unset to 20.0Dec 4, 2024 to Mar 31, 2025
- HNW clients · 10 to 131Dec 4, 2024 to Mar 31, 2025
- Individual clients · unset to 40.0Dec 4, 2024 to Mar 31, 2025
- Assets in custody · unset to 2999038.0Dec 4, 2024 to Mar 31, 2025
- Custody of client assets · false to trueDec 4, 2024 to Mar 31, 2025
- Insurance-licensed employees · 2 to 0Dec 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $107M to $583MDec 4, 2024 to Mar 31, 2025
- HNW RAUM · $107M to $488MDec 4, 2024 to Mar 31, 2025
- Individual RAUM · unset to 12052831.0Dec 4, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $48,963Dec 4, 2024 to Mar 31, 2025
- RAUM · $107M to $583MDec 4, 2024 to Mar 31, 2025
- Accounts · 0 to 10Dec 2, 2024 to Dec 4, 2024
- HNW clients · unset to 10.0Dec 2, 2024 to Dec 4, 2024
- Discretionary RAUM · $0 to $107MDec 2, 2024 to Dec 4, 2024
- HNW RAUM · unset to 107287193.0Dec 2, 2024 to Dec 4, 2024
- RAUM · $0 to $107MDec 2, 2024 to Dec 4, 2024
- Business name · A•••••• W••••• A•••••••• L•• to Q•• F••••• W•••••• L••Nov 8, 2024 to Nov 21, 2024
- Legal name · A•••••• W••••• A•••••••• L•• to Q•• F••••• W•••••• L••Nov 8, 2024 to Nov 21, 2024
- Advisory employees · 0 to 3Aug 2, 2024 to Nov 8, 2024
- Insurance-licensed employees · 0 to 2Aug 2, 2024 to Nov 8, 2024
- HQ city · unset to LAKE MARYAug 2, 2024 to Nov 8, 2024
- HQ state · unset to FLAug 2, 2024 to Nov 8, 2024
Signals
6 dated events
- Q•• F••••• W•••••• L•• reported RAUM $749.3M, up 29% from $582.8M (2025-06-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Q•• F••••• W•••••• L•• reported RAUM $582.8M, up 443% from $107.3M (2024-12-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- 2 advisors left B•••• W•••••• L•• (Atlanta, GA) for Q•• F••••• W•••••• L•• on the same dayFeb 14, 2025 · Team lift-out · derived
- Nicole Di Pietro (Chief Operations Officer) appeared on Schedule A of Q•• F••••• W•••••• L••Nov 8, 2024 · Control person joined · fact
- Nmn C•••• K••••• (Manager And Chief Executive Officer) no longer on Schedule A of Q•• F••••• W•••••• L•• (listed 2024-08-02, absent 2024-11-08)Nov 8, 2024 · Control person left · inference
- A•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Q•• F••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 407-745-0715reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- qtrfamily.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-745-0715reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- qtrfamily.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- qtrfamily.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026