RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 2, 2025 · Burbank, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 3, 2024 to Jun 27, 2025 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseSep 2, 2022 to Oct 10, 2023 · Charlotte, Nc
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 27, 2025, registered Dec 2, 2025 (158 days) · Other
- W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 10, 2023, registered Jun 3, 2024 (237 days) · Other
- J••••••• H•••••• left N••••••••• M••••• I••••••••• S••••••••• for L•• F•••••••• L•• (registered 2025-12-02)Jun 27, 2025 · Advisor changed firm · fact
- J••••••• H•••••• left W•••• F•••• A••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-06-03)Oct 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address