DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonah B. Shafer

Mercer Global Advisors Inc.independent RIADenver, Co IA-onlyIAPD 6954569

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jonah B Shafer

At current firm

1 y

since Jan 1, 2025

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mercer Global Advisors Inc. independent RIA current
since Jan 1, 2025 · San Diego, Ca
Prosperity Wealth Planning LLC independent RIA
Feb 23, 2023 to Apr 10, 2024 · Irvine, Ca
Raymond James & Associates, Inc. national BD
Aug 8, 2022 to Feb 17, 2023 · Grand Rapids, Mi
Ameriprise Financial Services, LLC national BD
Nov 15, 2019 to Jun 22, 2022 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Prosperity Wealth Planning LLC to Mercer Global Advisors Inc.
left Apr 10, 2024, registered Jan 1, 2025 (266 days) · RIA to RIA
Raymond James & Associates, Inc. to Prosperity Wealth Planning LLC
left Feb 17, 2023, registered Feb 23, 2023 (6 days) · Affiliated broker-dealer or bank to independent RIA
Ameriprise Financial Services, LLC to Raymond James & Associates, Inc.
left Jun 22, 2022, registered Aug 8, 2022 (47 days) · Affiliated broker-dealer or bank to another

Signals

Jonah B. Shafer left Prosperity Wealth Planning Llc for Mercer Global Advisors Inc. (registered 2025-01-01)
Apr 10, 2024 · Advisor changed firm · fact
Jonah B. Shafer left Raymond James & Associates, Inc. for Prosperity Wealth Planning Llc (registered 2023-02-23)
Feb 17, 2023 · Advisor changed firm · fact
Jonah B. Shafer left Ameriprise Financial Services, Llc for Raymond James & Associates, Inc. (registered 2022-08-08)
Jun 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address