DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• R••• S•••••••

C•••••• S••••• • C••• I•••national BDPalm Beach Gardens, Fldual registrantIAPD 6956003

Feed of 09/14/2026

Also filed as J••••• R S•••••••

At current firm

4 y

since Mar 25, 2022

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Mar 25, 2022 · Palm Beach Gardens, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 7, 2022 to Sep 7, 2023 · West Palm Beach, Fl
P•••••••• A••••••• national BD
Sep 10, 2021 to Feb 24, 2022 · Margate, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 26, 2018 to Oct 18, 2019 · Jupiter, Fl

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to no registered destination
left Sep 7, 2023 · Departure, no registered destination
P•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Feb 24, 2022, registered Mar 25, 2022 (29 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• A•••••••
left Oct 18, 2019, registered Sep 10, 2021 (693 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••• R••• S••••••• no longer registered at T• A••••••••• I••••••••• M••••••••• L••; no later IA registration on IAPD
Sep 7, 2023 · Advisor departure · fact
J••••• R••• S••••••• left P•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2022-03-25)
Feb 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address