DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• C••• G•••••

B••••••• W••••• P••••••• L••state registeredFort Collins, CoIA-onlyIAPD 6956912

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Mar 4, 2025

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• W••••• P••••••• L•• state registered current
since Mar 4, 2025 · Fort Collins, Co
F•••• independent RIA
Jun 20, 2023 to Jan 13, 2025 · Fort Collins, Co
B••••• C•••••• M••••••••• L•• independent RIA
Jan 28, 2020 to Aug 2, 2023 · Franklin, Tn
S••••••• F•••••••• S•••••••• I••• former
Dec 14, 2018 to Feb 27, 2019 · Brentwood, Tn

Moves

a registration end followed by a registration begin elsewhere

F•••• to B••••••• W••••• P••••••• L••
left Jan 13, 2025, registered Mar 4, 2025 (50 days) · RIA to a state-registered adviser
B••••• C•••••• M••••••••• L•• to F••••
left Aug 2, 2023, registered Jun 20, 2023 (-43 days) · RIA to RIA
S••••••• F•••••••• S•••••••• I••• to B••••• C•••••• M••••••••• L••
left Feb 27, 2019, registered Jan 28, 2020 (335 days) · Affiliated broker-dealer or bank to independent RIA

Signals

C•••• C••• G••••• left Facet for B••••••• W••••• P••••••• L•• (registered 2025-03-04)
Jan 13, 2025 · Advisor changed firm · fact
C•••• C••• G••••• left B••••• C•••••• M••••••••• L•• for Facet (registered 2023-06-20)
Aug 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address