RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A• M••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 6, 2026 · Whitehall, Pa
- W•••• F•••• A••••••• wirehouseFeb 1, 2024 to Jul 15, 2026 · Myerstown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 9, 2018 to Feb 5, 2024 · Allentown, Pa
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 15, 2026, registered Jul 6, 2026 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 5, 2024, registered Feb 1, 2024 (-4 days) · Wirehouse to wirehouse
- D•••• A• M•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-07-06)Jul 15, 2026 · Advisor changed firm · fact
- D•••• A• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2024-02-01)Feb 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address