RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T•••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 6, 2025 · Short Hills, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 11, 2022 to Feb 6, 2025 · Paramus, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2018 to Feb 10, 2022 · Paramus, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Feb 6, 2025, registered Feb 6, 2025 (0 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 10, 2022, registered Apr 11, 2022 (60 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• T••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2025-02-06)Feb 6, 2025 · Advisor changed firm · fact
- M•••••• T••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-04-11)Feb 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address