RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• A•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 25, 2026 · Sterling, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 27, 2020 to Mar 7, 2023 · Washington, Dc
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 22, 2019 to Oct 21, 2020 · San Diego, Ca
- T• A••••••••• I••• formerOct 22, 2019 to Oct 21, 2020 · San Diego, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••left Mar 7, 2023, registered Jun 25, 2026 (1206 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 21, 2020, registered Nov 27, 2020 (37 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 21, 2020, registered Oct 22, 2019 (-365 days) · channel change inside one enterprise, not a move
- A•••••••• A••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2026-06-25)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address