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Registered advisor
D•••••• S••••
Feed of 09/14/2026
Also filed as Dominic Samuel Sands
At current firm
1 y
since Jul 29, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Jul 29, 2025 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Apr 10, 2025 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 25, 2020 to Sep 7, 2023 · Carlsbad, Ca
- T• A••••••••• I••• formerFeb 25, 2020 to Oct 14, 2022 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to H•••••••• A•••••••• L••left Apr 10, 2025, registered Jul 29, 2025 (110 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Feb 25, 2020 (-962 days) · corporate re-registration, not a move
Signals
- D•••••• S•••• left C•••••• S••••• • C••• I••• for H•••••••• A•••••••• L•• (registered 2025-07-29)Apr 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address