RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• A•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 30, 2024 · St Petersburg, Fl
- D••••• W••••• M••••••••• independent RIAJul 5, 2023 to Mar 19, 2024 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 2, 2020 to Jun 20, 2023 · Tampa, Fl
- D••••• W••••• M••••••••• to J••• M••••• S••••••••• L••left Mar 19, 2024, registered Apr 30, 2024 (42 days) · RIA to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••• W••••• M•••••••••left Jun 20, 2023, registered Jul 5, 2023 (15 days) · Wirehouse to independent RIA
- V••••• A••••••••• left D••••• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2024-04-30)Mar 19, 2024 · Advisor changed firm · fact
- V••••• A••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for D••••• W••••• M••••••••• (registered 2023-07-05)Jun 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address