RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C• G••••••
- W••••••••• A••••••• independent RIA currentsince Sep 12, 2024 · Cramerton, Nc
- D•••••• L••• S••••• L•• formerJun 21, 2022 to Sep 11, 2024 · Rome, Ga
- D•••••• L••• S••••• L•• formerMay 4, 2020 to Jun 29, 2021 · Rome, Ga
- D•••••• L••• S••••• L•• to W••••••••• A•••••••left Sep 11, 2024, registered Sep 12, 2024 (1 days) · RIA to a newly registered adviser · moved with a team
- J•••• C• G•••••• no longer holds an investment adviser registration (last listed at W••••••••• A••••••• on the 2026-09-17 feed)Sep 17, 2026 · Advisor registration ended · derived
- J•••• C• G•••••• left D•••••• L••• S••••• L•• for W••••••••• A••••••• (registered 2024-09-12)Sep 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address