DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthpoint Advisors
Legal name Wealthpoint Financial LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2024 · 11 filings
SEC status approved since Jul 26, 2024
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$144M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$36.8M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$147M as of Mar 31, 2026
Mar 26, 2025$119M then
HNW client RAUM$54.1M as of Mar 31, 2026
Mar 26, 2025$0 then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 26, 20253 then
Employees (5.A)7 as of Mar 31, 2026
Mar 26, 20257 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $36.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $150,253derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $49.1M, 356 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$89.7M61%
- High-net-worth individuals$54.1M37%
- Pension and profit-sharing plans$3.0M2.0%
- Corporations and businesses$270,3110.2%
- Individual clients
- 345reported
- HNW clients
- 30reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 979reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $49.1M for 356 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Cory Adam ShufordCertified Financial Planner | Cramerton, Nc | Sep 12, 2024 | 14 y | 4 |
| Kyle David Sikes | Cramerton, Nc | Sep 12, 2024 | 11 y | 4 |
| Julio C GaviriaCertified Financial Planner | Cramerton, Nc | Sep 12, 2024 | 11 y | 2 |
| Lauren Skidmore Ivester | Cramerton, Nc | Oct 10, 2024 | 20 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Lauren Skidmore Ivester from Dempsey Lord Smith, LLCOct 10, 2024 · RIA to a newly registered adviser
- Cory Adam Shuford from Dempsey Lord Smith, LLCSep 12, 2024 · RIA to a newly registered adviser
- Kyle David Sikes from Dempsey Lord Smith, LLCSep 12, 2024 · RIA to a newly registered adviser
- Julio C Gaviria from Dempsey Lord Smith, LLCSep 12, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Dempsey Lord Smith, LLCSep 11, 2024 · Cramerton, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Skidmore Lauren Ivester · Member Manager, Partnercontrolsince 05/2024 · owns 25% to 50%
- Adam Cory Shuford · Member Manager, Partnercontrolsince 05/2024 · owns 25% to 50%
- David Kyle Sikes · Member Manager, Partner, Chief Compliance Officercontrolsince 05/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
- Wealthpoint Solutions, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cramerton, Nc · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 0.0% to 37.0% between the annual amendments of 2025-03-26 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 883 to 979Aug 4, 2025 to Mar 31, 2026
- HNW clients · 0 to 30Aug 4, 2025 to Mar 31, 2026
- Individual clients · 346 to 345Aug 4, 2025 to Mar 31, 2026
- Pension plan clients · 11 to 4Aug 4, 2025 to Mar 31, 2026
- Assets in custody · $2.0M to $49.1MAug 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $119M to $147MAug 4, 2025 to Mar 31, 2026
- HNW RAUM · $0 to $54.1MAug 4, 2025 to Mar 31, 2026
- Individual RAUM · $117M to $89.7MAug 4, 2025 to Mar 31, 2026
- Pension RAUM · $1.9M to $3.0MAug 4, 2025 to Mar 31, 2026
- RAUM · $119M to $147MAug 4, 2025 to Mar 31, 2026
- Accounts · 874 to 883Dec 11, 2024 to Mar 26, 2025
- BD registered reps · 4 to 0Dec 11, 2024 to Mar 26, 2025
- Individual clients · 342 to 346Dec 11, 2024 to Mar 26, 2025
- Assets in custody · unset to 1981412.0Dec 11, 2024 to Mar 26, 2025
- Custody of client assets · false to trueDec 11, 2024 to Mar 26, 2025
- Employees · 6 to 7Dec 11, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 251-500Dec 11, 2024 to Mar 26, 2025
- Discretionary RAUM · $121M to $119MDec 11, 2024 to Mar 26, 2025
- Individual RAUM · $119M to $117MDec 11, 2024 to Mar 26, 2025
- Pension RAUM · $2.0M to $1.9MDec 11, 2024 to Mar 26, 2025
- RAUM · $121M to $119MDec 11, 2024 to Mar 26, 2025
- Accounts · 957 to 874Nov 27, 2024 to Dec 11, 2024
- Corporate clients · 0 to 1Nov 27, 2024 to Dec 11, 2024
- HNW clients · 9 to 0Nov 27, 2024 to Dec 11, 2024
- Individual clients · 558 to 342Nov 27, 2024 to Dec 11, 2024
- Pension plan clients · 0 to 11Nov 27, 2024 to Dec 11, 2024
- Discretionary RAUM · $120M to $121MNov 27, 2024 to Dec 11, 2024
- HNW RAUM · $16.4M to $0Nov 27, 2024 to Dec 11, 2024
- Individual RAUM · $104M to $119MNov 27, 2024 to Dec 11, 2024
- Pension RAUM · unset to 2025949.0Nov 27, 2024 to Dec 11, 2024
- RAUM · $120M to $121MNov 27, 2024 to Dec 11, 2024
- Accounts · 0 to 957Sep 13, 2024 to Nov 26, 2024
- HNW clients · 0 to 9Sep 13, 2024 to Nov 26, 2024
- Individual clients · 0 to 558Sep 13, 2024 to Nov 26, 2024
- Discretionary RAUM · $0 to $120MSep 13, 2024 to Nov 26, 2024
- HNW RAUM · unset to 16374018.0Sep 13, 2024 to Nov 26, 2024
- Individual RAUM · unset to 103767926.0Sep 13, 2024 to Nov 26, 2024
- RAUM · $0 to $120MSep 13, 2024 to Nov 26, 2024
- Business name · WEALTHPOINT FINANCIAL LLC to WEALTHPOINT ADVISORSAug 1, 2024 to Aug 1, 2024
Signals
2 dated events
- 4 advisors left Dempsey Lord Smith, LLC (Cramerton, NC) for Wealthpoint Advisors on the same daySep 11, 2024 · Team lift-out · derived
- Wealthpoint Financial Llc filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wealthpointadvisorsnc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 704-675-5300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- wealthpointadvisorsnc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 704-675-5300reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- wealthpointadvisorsnc.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026