RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• E•••••••• H•••
- M••••• S•••••• wirehouse currentsince Jun 2, 2025 · Menlo Park, Ca
- S••• H••• G••••• A•••••••• L•• independent RIASep 3, 2024 to May 15, 2025 · Palo Alto, Ca
- U•• F•••••••• S••••••• I••• wirehouseJun 14, 2021 to Jul 5, 2024 · San Francisco, Ca
- S••• H••• G••••• A•••••••• L•• to M••••• S••••••left May 15, 2025, registered Jun 2, 2025 (18 days) · RIA to wirehouse
- U•• F•••••••• S••••••• I••• to S••• H••• G••••• A•••••••• L••left Jul 5, 2024, registered Sep 3, 2024 (60 days) · Wirehouse to independent RIA
- H••••• E•••••••• H••• left S••• H••• G••••• A•••••••• L•• for M••••• S•••••• (registered 2025-06-02)May 15, 2025 · Advisor changed firm · fact
- H••••• E•••••••• H••• left U•• F•••••••• S••••••• I••• for S••• H••• G••••• A•••••••• L•• (registered 2024-09-03)Jul 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address