RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••• R••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Jan 2, 2026 · Princeton, Nj
- L•• F•••••••• L•• BD affiliatedJul 28, 2020 to Dec 11, 2025 · San Diego, Ca
- E•••••••• A•••••••• L•• national BDDec 13, 2019 to Jul 17, 2020 · Lake Forest, Ca
- L•• F•••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Dec 11, 2025, registered Jan 2, 2026 (22 days) · Other
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 17, 2020, registered Jul 28, 2020 (11 days) · Affiliated broker-dealer or bank to another
- M•••••• A••••• R•••• left L•• F•••••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2026-01-02)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address