RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••• B•••
- M••• F•••••••• C••••••••• L•• state registered currentsince Sep 14, 2026 · West Chester, Oh
- O••••• F•••••••• G••••• L•• independent RIAJul 21, 2021 to Aug 25, 2023 · Carmel, In
- F••• W••••••••• I••••••••• A••••••• I•• institutionalSep 11, 2018 to Jul 7, 2021 · Cincinnati, Oh
- O••••• F•••••••• G••••• L•• to M••• F•••••••• C••••••••• L••left Aug 25, 2023, registered Sep 14, 2026 (1116 days) · RIA to a state-registered adviser
- F••• W••••••••• I••••••••• A••••••• I•• to O••••• F•••••••• G••••• L••left Jul 7, 2021, registered Jul 21, 2021 (14 days) · Other
- M•••••• A••••• B••• registered as an investment adviser representative at M••• F•••••••• C••••••••• L••Sep 14, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address