RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R•• M•••••
- G•••• W••••• M••••••••• L•• independent RIA currentsince Jan 28, 2022 · Alpharetta, Ga
- P•••• S••••••••• L•• no RAUMOct 29, 2020 to Jan 20, 2022 · Canton, Ga
- B••••••••• W••••• A•••••••• L•• no RAUMJul 11, 2018 to Sep 16, 2020 · Atlanta, Ga
- P•••• S••••••••• L•• to G•••• W••••• M••••••••• L••left Jan 20, 2022, registered Jan 28, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••••• W••••• A•••••••• L•• to P•••• S••••••••• L••left Sep 16, 2020, registered Oct 29, 2020 (43 days) · RIA to affiliated broker-dealer or bank
- D••••• R•• M••••• left P•••• S••••••••• L•• for G•••• W••••• M••••••••• L•• (registered 2022-01-28)Jan 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address