RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W••••• F•••••••• L•• independent RIA currentsince May 13, 2024 · Peabody, Ma
- C••••• • A••••••••• I••• independent RIAJun 4, 2024 to Feb 2, 2026 · Peabody, Ma
- E••••• J•••• national BDOct 2, 2018 to May 16, 2024 · Peabody, Ma
- C••••• • A••••••••• I••• to no registered destinationleft Feb 2, 2026 · Departure, no registered destination
- E••••• J•••• to W••••• F•••••••• L••left May 16, 2024, registered May 13, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• L••••• no longer registered at C••••• • A••••••••• I•••; no later IA registration on IAPDFeb 2, 2026 · Advisor departure · fact
- J••••• L••••• left E••••• J•••• for W••••• F•••••••• L•• (registered 2024-05-13)May 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address