DFX Intelligence
RIA Intelligence
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Registered advisor
R••• J••• V••••
Feed of 09/14/2026
At current firm
0 y
since Apr 21, 2026
In the industry
14 y
since Jul 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• I••••••••• L•• state registered currentsince Apr 21, 2026 · Cranford, Nj
- L•• F•••••••• L•• BD affiliatedSep 5, 2023 to May 21, 2026 · Cranford, Nj
- E••••• J•••• national BDSep 4, 2019 to Sep 14, 2023 · Cranford, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to V•••• I••••••••• L••left May 21, 2026, registered Apr 21, 2026 (-30 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to L•• F•••••••• L••left Sep 14, 2023, registered Sep 5, 2023 (-9 days) · Affiliated broker-dealer or bank to another
Signals
- R••• J••• V•••• left L•• F•••••••• L•• for V•••• I••••••••• L•• (registered 2026-04-21)May 21, 2026 · Advisor changed firm · fact
- R••• J••• V•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2023-09-05)Sep 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address