RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• L•• G••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 1, 2019 · Tacoma, Wa
- T••••••••• R•••• C•••••• formerJun 11, 2019 to Nov 13, 2020 · Grand Rapids, Mi
- T••••••••• R•••• C•••••• to U•• F•••••••• S••••••• I•••left Nov 13, 2020, registered Oct 1, 2019 (-409 days) · RIA to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address