DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••••••••• R•••• C••••••

Former SEC-registered adviserGrand Rapids, MichiganCRD 291052SEC 801-118159IAPD

Legal name T••••••••• R•••• C•••••• L••

Latest filing May 18, 2020

First filing on the tape Apr 11, 2018 · 5 filings

RAUM

$407M

reported, Item 5.F

Discretionary

21%

of RAUM

Private clients

79%

$320M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$87.0M gross assets

History

5 filings and snapshots on the tape

RAUM$407M as of May 18, 2020

Apr 11, 2018$40.3M then

HNW client RAUM$320M as of May 18, 2020

Apr 11, 2018$0 then

State-registered IARs (5.B.3)2 as of May 18, 2020

Apr 11, 20180 then

Employees (5.A)6 as of May 18, 2020

Apr 11, 20185 then

Private funds11 as of May 18, 2020

Apr 11, 20187 then

Practice profile

derived from the filing of May 18, 2020; every figure names its basis

RAUM per advisor: $204MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $107MderivedHNW RAUM over HNW clients
Average account: $10.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 21%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $87.0M, 11 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$320M79%
Pooled investment vehicles$87.0M21%

Individual clients: n/areported
HNW clients: 3reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 40reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $87.0M for 11 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

E•••• L•• G•••••• to U•• F•••••••• S••••••• I•••
Nov 13, 2020 · RIA to wirehouse

Joined, latest

none on the tape

Every departure Every arrival

Private funds

14 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• P••••••• L••	Private Equity Fund	$35.0M	70	Jan 31, 2020
T••••••••• F••• I•• L••	Venture Capital Fund	$23.0M	58	Jan 31, 2020
S••••• O• P•••••••• L••	Private Equity Fund	$11.0M	13	Feb 21, 2024
T•• G•••• L•••• L••	Private Equity Fund	$9.5M	46	Jan 31, 2020
T•• F••••••••• F••• L••	Hedge Fund	$9.2M	46	Apr 11, 2018
T•• I••••• F••• I• L••	Private Equity Fund	$9.2M	40	Sep 7, 2018
M•••• H••••••• N• F••• 2• L••	Private Equity Fund	$6.0M	43	Apr 11, 2018
T•• I••••• F••• I• L••no longer reported	Private Equity Fund	$5.5M	11	Apr 11, 2018
T•• R•• F••• L••	Private Equity Fund	$5.0M	36	Jan 31, 2020
K••••••••• L••	Private Equity Fund	$5.0M	5	Mar 1, 2021
M•••• H••••••• L•• ••• A•••••••• V••••••• G••••• O••••••••• F••• L•••	Private Equity Fund	$4.4M	56	Apr 11, 2018
T••••••••• R•••• C•••••• F•••••••• S••••••• I••••••• F••• L••	Private Equity Fund	$2.7M	56	Apr 11, 2018
T••••••••• R•••• C•••••• • V•••••• F••• L••	Venture Capital Fund	$2.5M	22	Apr 11, 2018
H••••••• P••••••• N• L••	Real Estate Fund	$2.0M	26	Apr 11, 2018

Owners and control persons

Schedule A and B, latest filing

G•••••• G••••••• Q••••• · Manager & Chief Compliance Officercontrol
since 03/2017 · owns 25% to 50%
K•••••• B••••••• J••• · Managercontrol
since 10/2015 · owns 25% to 50%
J•••••••• E••••• D•••••• · Trusteecontrol
since 07/1993 · owns F of Edgar D. Jannotta, Jr. Revocable Living Trust

Entity owners

E•••• D• J•••••••• J•• R•••••••• L••••• T•••• · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Seattle, WA1 employees

What changed

consecutive filings, newest first

Accounts · 8 to 40
Sep 10, 2018 to Jan 31, 2020
Charity clients · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
Corporate clients · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
HNW clients · 0 to 3
Sep 10, 2018 to Jan 31, 2020
Individual clients · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
Pension plan clients · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
Pooled vehicle clients · 8 to 11
Sep 10, 2018 to Jan 31, 2020
Assets in custody · $39.5M to $87.0M
Sep 10, 2018 to Jan 31, 2020
Employees · 5 to 6
Sep 10, 2018 to Jan 31, 2020
HQ city · MIDDLEVILLE to GRAND RAPIDS
Sep 10, 2018 to Jan 31, 2020
Private funds · 8 to 11
Sep 10, 2018 to Jan 31, 2020
Discretionary RAUM · $39.5M to $87.0M
Sep 10, 2018 to Jan 31, 2020
HNW RAUM · $0 to $320M
Sep 10, 2018 to Jan 31, 2020
Individual RAUM · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
Non-discretionary RAUM · $0 to $320M
Sep 10, 2018 to Jan 31, 2020
Pension RAUM · 0.0 to unset
Sep 10, 2018 to Jan 31, 2020
Pooled vehicle RAUM · $39.5M to $87.0M
Sep 10, 2018 to Jan 31, 2020
RAUM · $39.5M to $407M
Sep 10, 2018 to Jan 31, 2020
Accounts · 7 to 8
Apr 11, 2018 to Sep 7, 2018
Pooled vehicle clients · 7 to 8
Apr 11, 2018 to Sep 7, 2018
Assets in custody · $37.3M to $39.5M
Apr 11, 2018 to Sep 7, 2018
HQ city · GRAND RAPIDS to MIDDLEVILLE
Apr 11, 2018 to Sep 7, 2018
State-registered IARs · 0 to 2
Apr 11, 2018 to Sep 7, 2018
Private funds · 7 to 8
Apr 11, 2018 to Sep 7, 2018
Discretionary RAUM · $40.3M to $39.5M
Apr 11, 2018 to Sep 7, 2018
Pooled vehicle RAUM · $40.3M to $39.5M
Apr 11, 2018 to Sep 7, 2018
RAUM · $40.3M to $39.5M
Apr 11, 2018 to Sep 7, 2018

Signals

2 dated events

Dalzell Edgar Jannotta (Trustee) appeared on Schedule A of Thornapple River Capital
Jan 31, 2020 · Control person joined · fact
Thornapple River Capital filed its initial SEC registration (Form ADV)
Apr 11, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Thornapple River Capital · Independent Sponsors
shared crd · capital_provider
Thornapple River Capital · Private Equity
shared crd · organization
Thornapple River Capital · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: thornapplecap.comreportedpublic record, Form ADV, Sep 18, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

T••••••••• R•••• C•••••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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