RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 12, 2024 · New Albany, Ms
- E••••• J•••• national BDJul 25, 2022 to Dec 24, 2024 · New Albany, Ms
- S••••••• P•••••• F••••••••• L•• formerFeb 15, 2022 to Jul 18, 2022 · New Albany, Ms
- E••••• J•••• to L•• F•••••••• L••left Dec 24, 2024, registered Dec 12, 2024 (-12 days) · Affiliated broker-dealer or bank to another
- S••••••• P•••••• F••••••••• L•• to E••••• J••••left Jul 18, 2022, registered Jul 25, 2022 (7 days) · Affiliated broker-dealer or bank to another
- M•••••• S••• P••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2024-12-12)Dec 24, 2024 · Advisor changed firm · fact
- M•••••• S••• P••••• left S••••••• P•••••• F••••••••• L•• for E••••• J•••• (registered 2022-07-25)Jul 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address