DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• L•••• O•••••••••

O•••••••••institutionalHouston, Tx IA-onlyIAPD 6997099

Certified Financial Planner

Feed of 09/15/2026

Also filed as W•••••• L•••• O•••••••••

At current firm

0 y

since Feb 9, 2026

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since Feb 9, 2026 · Houston, Tx
L•• F•••••••• L•• BD affiliated
Jan 13, 2025 to Feb 11, 2026 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 22, 2023 to Nov 22, 2024 · Houston, Tx
E••••• J•••• national BD
Nov 23, 2018 to Mar 11, 2020 · University Place, Wa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to O•••••••••
left Feb 11, 2026, registered Feb 9, 2026 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Nov 22, 2024, registered Jan 13, 2025 (52 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 11, 2020, registered May 22, 2023 (1167 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

W•••••• L•••• O••••••••• left L•• F•••••••• L•• for Onedigital (registered 2026-02-09)
Feb 11, 2026 · Advisor changed firm · fact
W•••••• L•••• O••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2025-01-13)
Nov 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address