RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M•••••• S••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 2, 2026 · Centerville, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 2019 to Jun 2, 2026 · Boston, Ma
- M••••• L•• independent RIAAug 23, 2018 to Jul 26, 2019 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jun 2, 2026, registered Jul 2, 2026 (30 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 26, 2019, registered Sep 19, 2019 (55 days) · RIA to wirehouse
- W•••••• M•••••• S•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2026-07-02)Jun 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address